- I am not affiliated or employed by a stock exchange, securities firm, regulatory body, member firm of a stock exchange, FINRA or a municipal securities broker
- I am not currently or previously a Politically Exposed Person or a public official.
- I certify that I am not a U.S. citizen, U.S. resident alien, or other U.S. person for U.S. tax purposes and submit the applicable
Form W8-BEN and its relevant statements and certifications.
- I am not an officer or >10% shareholder of a publicly traded company subject to the United States Security Exchange Act 1934.
- I am not an officer or a shareholder >10% of a listed company subject to the Security Exchange Act 1934 the United States.
- I have read, understood, and agree to be bound by Alpaca Securities LLC account terms, and all other terms, disclosures and disclaimers applicable to me, as referenced in the Alpaca Customer Agreement. I also acknowledge that the
Alpaca Customer Agreement contains a pre-dispute arbitration clause in Section 42.
- I am the legal owner and beneficiary of this account. I confirm that CDJ Social Stocks LTD did not solicit me directly for the opening from a brokerage account.
- I certify that I have sufficient levels of disposable income or liquid assets to be considered someone from a “higher income group”.
- I confirm that the information provided, including my TIN, is true and accurate and I agree to notify CDJ Social Stocks LTD of any changes in the information provided.
